Albert Goodman Financial Planning Limited

• Principal Place of Business

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

  Web

  https://www.albertgoodman.co.uk

• Complaints Contact

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claire Rosemary Musson

  IRN CRM01105

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (17 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)
• Clive Jonathan Weir

  IRN CJW00078

  • CF1 Director (14 Apr 2008 to 29 Jul 2016)
  • CF29 Significant management (14 Apr 2008 to 8 Jun 2012)
  • CF30 Customer (14 Apr 2008 to 29 Jul 2016)
• David Henry Griffin

  IRN DHG01040

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
  • CF1 Director (3 Jul 2012 to 8 Dec 2019)
• David Peter Scull

  IRN DPS01093

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2023)
  • CF30 Customer (10 Jul 2009 to 8 Dec 2019)
• David Roger Robinson

  IRN DRR00016

  • CF1 Director (AR) (1 Jun 2010 to 17 Apr 2015)
  • CF30 Customer (1 Nov 2007 to 17 Apr 2015)
  • Responsible for Insurance Mediation (6 Dec 2006 to 17 Apr 2015)
  • CF11 Money Laundering Reporting (27 Nov 2006 to 17 Apr 2015)
  • CF1 Director (27 Nov 2006 to 17 Apr 2015)
  • CF10 Compliance Oversight (27 Nov 2006 to 17 Apr 2015)
  • CF8 Apportionment and Oversight (27 Nov 2006 to 31 Mar 2009)
  • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
• David Stockwell

  IRN DXS01809

  • CF22 Investment Adviser (Trainee) (18 Jan 2006 to 11 Aug 2006)
• Deborah Prescott

  IRN DAC01280

  • CF30 Customer (18 Oct 2011 to 5 Apr 2013)
• Dornford Andrew Eldon Roberts

  IRN DAR00009

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2005)
• Francine Elizabeth Hill

  IRN FXH01064

  • CF30 Customer (25 Jun 2008 to 10 Oct 2008)
• Gareth Huw Tregidon

  IRN GHT01008

  • CF30 Customer (21 Apr 2009 to 31 Oct 2010)

• GL Financial Planning Limited (no longer appointed)

  FRN 565104 · Appointed 21 Sep 2011 · Until 26 Jul 2016

• Professional Financial Planning (South West) Limited (no longer appointed)

  FRN 524459 · Appointed 21 May 2010 · Until 31 Dec 2018

• Corry Capital Advisers Ltd (no longer appointed)

  FRN 456013 · Appointed 15 Aug 2006 · Until 30 Apr 2007

• Go For Customer Limited (no longer appointed)

  FRN 453776 · Appointed 22 Jun 2006 · Until 12 Nov 2007

No changes recorded yet.