David Roger Robinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Centurion Wealth Management Limited (no longer approved here)

    FRN 509905

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2023)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2017 to 8 Dec 2019)
    • CF1 Director (AR) (15 Nov 2016 to 3 Oct 2018)
    • CF30 Customer (18 Oct 2016 to 5 Feb 2024)
  • Centurion Wealth Care Limited (no longer approved here)

    FRN 757115

    • Employed By (15 Nov 2016 to 17 Dec 2018)
  • THE WEALTH CARE PARTNERSHIP LIMITED (no longer approved here)

    FRN 610170

    • CF1 Director (31 Jan 2016 to 19 Jul 2016)
    • CF30 Customer (17 Dec 2015 to 19 Jul 2016)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (9 Jul 2015 to 31 Oct 2015)
  • GL Financial Planning Limited (no longer approved here)

    FRN 565104

    • Employed By (9 Nov 2011 to 17 Apr 2015)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • CF1 Director (AR) (1 Jun 2010 to 17 Apr 2015)
    • CF30 Customer (1 Nov 2007 to 17 Apr 2015)
    • Responsible for Insurance Mediation (6 Dec 2006 to 17 Apr 2015)
    • CF8 Apportionment and Oversight (27 Nov 2006 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (27 Nov 2006 to 17 Apr 2015)
    • CF10 Compliance Oversight (27 Nov 2006 to 17 Apr 2015)
    • CF1 Director (27 Nov 2006 to 17 Apr 2015)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
  • Professional Financial Planning (South West) Limited (no longer approved here)

    FRN 524459

    • Employed By (1 Jun 2010 to 17 Apr 2015)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF21 Investment Adviser (12 Jan 2005 to 30 Sep 2005)
    • CF1 Director (12 Jan 2005 to 30 Sep 2005)
  • SWAT Financial Planning Limited (no longer approved here)

    FRN 224247

    • Employed By (29 Apr 2003 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.