Albert Goodman Financial Planning Limited

• Principal Place of Business

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

  Web

  https://www.albertgoodman.co.uk

• Complaints Contact

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary John Barlow

  IRN GJB01099

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF11 Money Laundering Reporting (25 Feb 2005 to 1 Dec 2006)
  • CF10 Compliance Oversight (25 Feb 2005 to 1 Dec 2006)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Dec 2006)
  • CF1 Director (1 May 2004 to 1 Dec 2006)
  • CF21 Investment Adviser (1 May 2004 to 1 Dec 2006)
  • CF8 Apportionment and Oversight (1 May 2004 to 1 Dec 2006)
• Helen Josephine Wilson

  IRN HJW01043

  • CF30 Customer (27 Dec 2012 to 20 Sep 2013)
• Iain Charles Andrews

  IRN ICA00006

  • CF1 Director (AR) (25 Oct 2011 to 9 Nov 2011)
  • CF30 Customer (22 Mar 2010 to 28 Feb 2013)
• Iain Robert McVicar

  IRN IXM11849

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2019)
  • CF1 Director (8 Mar 2019 to 8 Dec 2019)
• Joanne Tracey Clements

  IRN JTC01068

  • SMF3 Executive Director (since 6 Jun 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (21 Jan 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jan 2015 to 8 Dec 2019)
• Jonathan Hill

  IRN JXH01513

  • CF30 Customer (29 Jul 2014 to 23 Jan 2018)
• Justin Osborne

  IRN JXO01335

  • CF1 Director (AR) (1 Jun 2010 to 12 Sep 2017)
• Keith John Miller

  IRN KJM00058

  • CF1 Director (24 Aug 2017 to 15 May 2018)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 31 Oct 2007)
• Laura Howlett

  IRN LXH01347

  • CF30 Customer (1 Jan 2016 to 4 Jul 2017)
• Lorraine Balcombe

  IRN LXB00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 29 Mar 2023)

• GL Financial Planning Limited (no longer appointed)

  FRN 565104 · Appointed 21 Sep 2011 · Until 26 Jul 2016

• Professional Financial Planning (South West) Limited (no longer appointed)

  FRN 524459 · Appointed 21 May 2010 · Until 31 Dec 2018

• Corry Capital Advisers Ltd (no longer appointed)

  FRN 456013 · Appointed 15 Aug 2006 · Until 30 Apr 2007

• Go For Customer Limited (no longer appointed)

  FRN 453776 · Appointed 22 Jun 2006 · Until 12 Nov 2007

No changes recorded yet.