Albert Goodman Financial Planning Limited

• Principal Place of Business

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

  Web

  https://www.albertgoodman.co.uk

• Complaints Contact

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Claire Osborne

  IRN LCA01014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2020)
  • CF1 Director (14 Jul 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jul 2015 to 30 Sep 2018)
  • CF30 Customer (11 Jun 2008 to 8 Dec 2019)
• Lucy Frances Carnell

  IRN LXC00500

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 May 2023)
  • [FCA CF] Functions requiring qualifications (since 22 May 2023)
• Matthew Keith Potter

  IRN MXP00256

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Mar 2024)
• McEwan Kenneth Barr

  IRN MXK02005

  • CF1 Director (AR) (13 Jan 2012 to 23 May 2016)
• Michael Brian Seagrove

  IRN MBS00018

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Responsible for Insurance Distribution (since 16 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (16 Nov 2018 to 8 Dec 2019)
  • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
• Michael James Rapps

  IRN MJR01410

  • CF1 Director (AR) (18 Oct 2011 to 23 May 2016)
• Nicholas Adam Davies

  IRN NAD01074

  • CF30 Customer (3 Mar 2014 to 17 Nov 2014)
• Paul Andrew Holt

  IRN PAH00117

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Jul 2010 to 8 Dec 2019)
• Paul Charles Churchill

  IRN PCC01051

  • CF30 Customer (1 Nov 2007 to 23 Jul 2014)
  • CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
• Paul Edward Cuff

  IRN PEC01039

  • CF30 Customer (1 Nov 2007 to 27 Aug 2010)
  • CF24 Pension Transfer Specialist (12 May 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)

• GL Financial Planning Limited (no longer appointed)

  FRN 565104 · Appointed 21 Sep 2011 · Until 26 Jul 2016

• Professional Financial Planning (South West) Limited (no longer appointed)

  FRN 524459 · Appointed 21 May 2010 · Until 31 Dec 2018

• Corry Capital Advisers Ltd (no longer appointed)

  FRN 456013 · Appointed 15 Aug 2006 · Until 30 Apr 2007

• Go For Customer Limited (no longer appointed)

  FRN 453776 · Appointed 22 Jun 2006 · Until 12 Nov 2007

No changes recorded yet.