Michael Brian Seagrove

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albert Goodman Financial Planning Limited

    FRN 148300

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 16 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (23 Jul 2013 to 13 Aug 2013)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (19 Dec 2011 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 25 Oct 2011)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 6 Apr 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (21 Aug 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (6 Apr 2006 to 21 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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