Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Safran (South West) Limited
FRN 610305
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 10 Feb 2020)
- [FCA CF] Client dealing (since 10 Feb 2020)
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- CF30 Customer (16 Nov 2015 to 31 Jul 2019)
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- CF30 Customer (20 Aug 2014 to 26 Jul 2017)
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- Employed By (20 Aug 2014 to 31 Jul 2019)
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- CF30 Customer (1 Nov 2007 to 23 Jul 2014)
- CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.