ADVANTA WEALTH (SOUTH WEST) LTD

• Principal Place of Business

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4403450340209

  Web

  https://westcottscfp.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340209

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Manager of certification employee (27 Nov 2025 to 30 Jan 2026)
• Andrew Michael Brown

  IRN AMB00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2024)
  • CF11 Money Laundering Reporting (13 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • CF1 Director (1 Nov 2016 to 8 Dec 2019)
• Christopher James Hill

  IRN CJH01381

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
• Curtis Netherway

  IRN CJN01050

  • CF30 Customer (4 Dec 2017 to 22 Dec 2017)
• Dale Howard Simpson

  IRN DHS01087

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
• David Andrew Hammond

  IRN DAH01188

  • SMF1 Chief Executive (19 Apr 2024 to 31 May 2025)
  • SMF3 Executive Director (22 Dec 2022 to 31 May 2025)
  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 31 May 2025)
  • [FCA CF] Client dealing (4 Oct 2022 to 31 May 2025)
  • [FCA CF] Manager of certification employee (4 Oct 2022 to 31 May 2025)
• David Brian Tromans

  IRN DBT01027

  • CF2 Non Executive Director (7 Sep 2016 to 16 May 2018)
• David Colin Sellman

  IRN DXS00985

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2024 to 31 Oct 2025)
• David Robert John

  IRN DRJ01075

  • CF2 Non Executive Director (18 Aug 2016 to 1 May 2019)
• Gregory Seath

  IRN GXS01317

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Dec 2025)
  • SMF16 Compliance Oversight (since 4 Dec 2025)
  • Responsible for Insurance Distribution (since 4 Dec 2025)
  • SMF3 Executive Director (since 4 Dec 2025)
  • Responsibility for MCD Intermediation (since 4 Dec 2025)

No changes recorded yet.