ADVANTA WEALTH (SOUTH WEST) LTD

• Principal Place of Business

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4403450340209

  Web

  https://westcottscfp.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340209

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Charles Andrews

  IRN ICA00006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (12 Jan 2021 to 9 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2025)
  • CF10 Compliance Oversight (16 Nov 2015 to 8 Dec 2019)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Nov 2015 to 30 Sep 2018)
  • CF30 Customer (16 Nov 2015 to 8 Dec 2019)
• John Dobson Parker

  IRN JDP01154

  • CF2 Non Executive Director (18 Aug 2016 to 8 Dec 2019)
• John Michael Potter

  IRN JMP01139

  • CF1 Director (16 Nov 2015 to 29 Jul 2016)
• Keith Sidney Clay

  IRN KSC01040

  • CF2 Non Executive Director (7 Sep 2016 to 8 Dec 2019)
• Kevin James D'Arcy

  IRN KXD00092

  • SMF3 Executive Director (since 4 Dec 2025)
• Louise Christina Bessie Rycroft

  IRN LCR01032

  • CF30 Customer (1 Oct 2017 to 18 May 2018)
• Maria Catherine Whiteway Mugford

  IRN MCM00026

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jun 2021)
• Mark Ohlsen

  IRN MXO01576

  • CF1 Director (16 Nov 2015 to 29 Jul 2016)
• Mark Richard Tibbert

  IRN MXT02047

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
• Mark Robert Pearson

  IRN MRP00008

  • SMF3 Executive Director (since 4 Dec 2025)

No changes recorded yet.