ADVANTA WEALTH (SOUTH WEST) LTD

• Principal Place of Business

  26-28 Southernhay East

  Exeter

  Devon

  EX1 1NS

  UNITED KINGDOM

  Phone

  +4403450340209

  Web

  https://westcottscfp.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340209

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Thomas Portman

  IRN MTP01053

  • CF1 Director (16 Nov 2015 to 6 Jun 2019)
• Michael John Marsh

  IRN MJM01528

  • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2023)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
• Michael Jonathan Barker

  IRN MJB00054

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
• Minakshee Chauhan

  IRN MCC01113

  • [FCA CF] Manager of certification employee (since 27 Nov 2025)
• Neil Dereck Rowse

  IRN NDR01028

  • CF30 Customer (16 Nov 2015 to 29 Mar 2017)
• Nicholas Smy

  IRN NXS01961

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (16 Nov 2015 to 8 Dec 2019)
• Paul Charles Churchill

  IRN PCC01051

  • CF30 Customer (16 Nov 2015 to 31 Jul 2019)
• Paul David Stapleton

  IRN PDS01173

  • CF2 Non Executive Director (18 Aug 2016 to 8 Dec 2019)
• Peter Gordon Lomax

  IRN PXL00294

  • Director of firm who is not a certification employee or a SMF manager (9 Feb 2022 to 9 Dec 2025)
• Philip John Butterworth

  IRN PJB01556

  • CF2 Non Executive Director (18 Aug 2016 to 2 Mar 2020)

No changes recorded yet.