Neil Dereck Rowse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 3 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2023)
ADVANTA WEALTH (SOUTH WEST) LTD (no longer approved here)
FRN 677869
- CF30 Customer (16 Nov 2015 to 29 Mar 2017)
Investacc Limited (no longer approved here)
FRN 154918
- CF30 Customer (14 Feb 2014 to 26 Jul 2017)
Thomas Westcott Financial Management Ltd (no longer approved here)
FRN 207990
- Employed By (14 Feb 2014 to 10 Nov 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (15 Jul 2008 to 31 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.