Kevin James D'Arcy

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADVANTA WEALTH (SOUTH WEST) LTD
FRN 677869
- SMF3 Executive Director (since 4 Dec 2025)
Advanta Wealth Ltd
FRN 605977
- SMF3 Executive Director (since 17 Apr 2025)
Advanta Risk Ltd
FRN 308750
- SMF3 Executive Director (since 12 Feb 2025)
Advanta Direct Ltd
FRN 430987
- SMF3 Executive Director (since 12 Feb 2025)
GENESIS FINANCIAL PLANNING LTD
FRN 587231
- SMF3 Executive Director (since 12 Feb 2025)
Advanta Invest Ltd (no longer approved here)
FRN 953313
- SMF3 Executive Director (30 Dec 2021 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (30 Dec 2021 to 28 Feb 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.