Advanta Wealth Ltd

• Principal Place of Business

  Advanta Wealth Ltd

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +4403450340200

  Web

  https://www.advantawealth.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian James Garside

  IRN AJG01326

  • [FCA CF] Manager of certification employee (19 May 2025 to 30 Jan 2026)
• Alexander Edward Watson

  IRN AXW00571

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
• Alireza Emamy

  IRN AXE01208

  • SMF3 Executive Director (20 Dec 2022 to 24 Nov 2025)
• Andrew David Wood

  IRN ADW01107

  • CF30 Customer (since 31 Mar 2026)
• Andrew James Alexander Orr

  IRN AJO00005

  • [FCA CF] Client dealing (6 Apr 2020 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 2 Sep 2022)
• Carolyne Russell

  IRN CXR00006

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
• Charles Stewart Rollo

  IRN CSR00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
• Christophe Didier Berra

  IRN CXB01074

  • [FCA CF] Client dealing (10 Nov 2025 to 20 Mar 2026)
  • [FCA CF] Functions requiring qualifications (10 Nov 2025 to 20 Mar 2026)
• Christopher Feeney

  IRN CXF01215

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
  • CF1 Director (31 Oct 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (31 Oct 2019 to 17 Nov 2023)
  • Responsible for Insurance Distribution (31 Oct 2019 to 17 Nov 2023)
  • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Apr 2018 to 8 Dec 2019)
• Christopher John Sullivan

  IRN CJS01404

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Mar 2018 to 8 Dec 2019)

• HJ Wealth Management Ltd

  FRN 804147 · Appointed 31 Mar 2026

• M W Wealth Management Ltd (no longer appointed)

  FRN 442069 · Appointed 16 Dec 2022 · Until 10 Dec 2024

No changes recorded yet.