Christopher John Sullivan

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GENESIS FINANCIAL PLANNING LTD

    FRN 587231

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
    • [FCA CF] Client dealing (since 7 Aug 2023)
  • Advanta Wealth Ltd

    FRN 605977

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
  • Advanta Invest Ltd (no longer approved here)

    FRN 953313

    • [FCA CF] Client dealing (30 Dec 2021 to 7 Aug 2023)
    • [FCA CF] Functions requiring qualifications (30 Dec 2021 to 7 Aug 2023)
    • SMF3 Executive Director (30 Dec 2021 to 21 Aug 2023)

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