Advanta Invest Ltd

• Principal Place of Business

  Advanta Invest Limited

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +442036687480

  Web

  https://www.advantainvest.co.uk

• Complaints Contact

  Advanta Invest

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +442036687480

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Feeney

  IRN CXF01215

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Dec 2021 to 20 Dec 2023)
  • SMF16 Compliance Oversight (30 Dec 2021 to 20 Dec 2023)
• Christopher John Sullivan

  IRN CJS01404

  • [FCA CF] Functions requiring qualifications (30 Dec 2021 to 7 Aug 2023)
  • [FCA CF] Client dealing (30 Dec 2021 to 7 Aug 2023)
  • SMF3 Executive Director (30 Dec 2021 to 21 Aug 2023)
• Christopher Michael Hughes

  IRN CMH01179

  • [FCA CF] Functions requiring qualifications (30 Dec 2021 to 7 Aug 2023)
  • [FCA CF] Client dealing (30 Dec 2021 to 7 Aug 2023)
  • SMF3 Executive Director (30 Dec 2021 to 21 Aug 2023)
• Gregory Seath

  IRN GXS01317

  • SMF3 Executive Director (since 1 Aug 2025)
• James Millard

  IRN JEM01177

  • SMF9 Chair of the Governing Body (since 8 Jan 2024)
• Kevin James D'Arcy

  IRN KXD00092

  • SMF3 Executive Director (30 Dec 2021 to 28 Feb 2025)
  • [FCA CF] Manager of certification employee (30 Dec 2021 to 28 Feb 2025)
• Matthew Thomas Webber

  IRN MTW01027

  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Manager of certification employee (since 14 Mar 2025)
  • SMF1 Chief Executive (since 20 Dec 2023)
  • SMF16 Compliance Oversight (since 20 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2023)
  • SMF3 Executive Director (since 10 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • [FCA CF] Client dealing (since 1 Feb 2022)
• Samuel George Welti

  IRN SXW00791

  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
  • [FCA CF] Client dealing (since 7 Aug 2023)

No changes recorded yet.