Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advanta Invest Ltd
FRN 953313
- SMF9 Chair of the Governing Body (since 8 Jan 2024)
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- Director of firm who is not a certification employee or a SMF manager (27 Jul 2023 to 16 Apr 2025)
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- [PRA CF] Significant risk taker or Material risk taker (6 Jan 2020 to 31 Jul 2023)
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- [PRA CF] Significant risk taker or Material risk taker (6 Jan 2020 to 31 Jul 2023)
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- CF30 Customer (23 Nov 2017 to 9 Sep 2019)
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- CF30 Customer (8 Jun 2015 to 9 Sep 2019)
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- CF30 Customer (3 Oct 2014 to 9 Sep 2019)
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- CF30 Customer (11 Jun 2013 to 31 Dec 2013)
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- CF1 Director (18 Jun 2009 to 17 Jan 2013)
- CF30 Customer (1 Nov 2007 to 6 Jun 2013)
- CF27 Investment Management (1 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.