Quilter Investors Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +4408081712626
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Complaints Contact
QuilterSunderlandSR43 4JPUNITED KINGDOM- Phone
- +4408081712626
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Specialist Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Geoffrey Smears
IRN AGS01122
- CF30 Customer (1 Nov 2007 to 29 Oct 2012)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
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Alan Alexander Wilson
IRN AAW01016
- CF1 Director (25 Feb 2002 to 10 Jan 2006)
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Alan Raymond Gillespie, CBE
IRN ARG01046
- CF2 Non Executive Director (3 Nov 2010 to 29 Jun 2016)
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Alan Richard Durrant
IRN ARD01057
- CF27 Investment Management (1 Apr 2004 to 18 Apr 2007)
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Andre van der Westhuizen
IRN AXV00040
- [FCA CF] Significant management (20 Apr 2022 to 30 Mar 2023)
- [FCA CF] Material risk taker (20 Apr 2022 to 30 Mar 2023)
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Andrew Budge
IRN AXB21539
- [FCA CF] Client dealing (1 Jun 2020 to 31 May 2023)
- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
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Andrew Corbett
IRN ANC01063
- CF1 Director (12 Aug 2010 to 30 Nov 2011)
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Andrew Freeley
IRN AXF01546
- CF29 Significant management (12 Jun 2009 to 30 Sep 2010)
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Andrew Pomfret
IRN ADP01042
- CF2 Non Executive Director (24 Sep 2014 to 1 Dec 2016)
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Andrew Seaton Birrell
IRN ASB01157
- CF1 Director (8 Dec 2010 to 14 May 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.