Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anish Shah

    IRN AXS01995

    • CF30 Customer (2 Apr 2018 to 29 Jun 2018)
  • Anthony David Gillham

    IRN ADG01100

    • CF30 Customer (3 Nov 2017 to 8 May 2019)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Ashok Kumar Gupta

    IRN AKG01021

    • CF2 Non Executive Director (4 Dec 2009 to 11 May 2012)
  • Barry Robin Cook

    IRN BXC35324

    • [FCA CF] Significant management (since 6 May 2022)
    • [FCA CF] Manager of certification employee (1 Jun 2025 to 8 Jan 2026)
    • [FCA CF] Material risk taker (1 Jun 2025 to 8 Jan 2026)
  • Benjamin Lombard Olivier

    IRN BLO01006

    • CF27 Investment Management (14 Mar 2007 to 28 Sep 2007)
  • Bethan Dixon

    IRN BCD01031

    • [FCA CF] Functions requiring qualifications (1 May 2025 to 1 Jun 2025)
    • [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
    • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
  • Bhavesh Trivedi

    IRN BXT01197

    • CF30 Customer (2 Apr 2018 to 29 Jun 2018)
  • Bongani Nqwababa

    IRN BXN01115

    • CF2 Non Executive Director (16 Nov 2009 to 6 Jan 2014)
  • Carlton James Hood

    IRN CJH01302

    • CF1 Director (10 Jun 2014 to 15 Apr 2016)
  • Catherine Lucy Turner

    IRN CLT01048

    • CF2 Non Executive Director (31 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.