Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Investment Platform Limited
FRN 165359
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Client dealing (since 1 May 2025)
- [FCA CF] Functions requiring qualifications (since 1 May 2025)
- [FCA CF] Material risk taker (since 1 May 2025)
- [FCA CF] Material risk taker (1 Aug 2024 to 30 Oct 2024)
- [FCA CF] Functions requiring qualifications (11 Jul 2023 to 30 Oct 2024)
- [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
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Quilter Life & Pensions Limited
FRN 207977
- 14. Managing investments
- 10. Broker fund adviser
- [FCA CF] Functions requiring qualifications (since 1 May 2025)
- [FCA CF] Client dealing (since 1 May 2025)
- [FCA CF] Material risk taker (since 1 May 2025)
- [FCA CF] Material risk taker (1 Aug 2024 to 30 Oct 2024)
- [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
- [FCA CF] Functions requiring qualifications (11 Jul 2023 to 30 Oct 2024)
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- [FCA CF] Functions requiring qualifications (1 May 2025 to 1 Jun 2025)
- [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
- CF30 Customer (12 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (23 Nov 2017 to 17 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.