Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Material risk taker (since 1 May 2025)
    • [FCA CF] Material risk taker (1 Aug 2024 to 30 Oct 2024)
    • [FCA CF] Functions requiring qualifications (11 Jul 2023 to 30 Oct 2024)
    • [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
    • 14. Managing investments
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Material risk taker (since 1 May 2025)
    • [FCA CF] Material risk taker (1 Aug 2024 to 30 Oct 2024)
    • [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
    • [FCA CF] Functions requiring qualifications (11 Jul 2023 to 30 Oct 2024)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Functions requiring qualifications (1 May 2025 to 1 Jun 2025)
    • [FCA CF] Client dealing (11 Jul 2023 to 30 Oct 2024)
    • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • CF30 Customer (23 Nov 2017 to 17 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.