Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Pettebone Hope-MacLellan

    IRN CPH01097

    • CF1 Director (13 Sep 2011 to 30 Apr 2012)
  • Celine Russell

    IRN CXT00522

    • [FCA CF] Significant management (since 28 Feb 2025)
  • Charalambos Hambi

    IRN CXH01273

    • [FCA CF] Manager of certification employee (13 Jan 2021 to 17 Dec 2021)
  • Charles Henry Eppinger

    IRN CHE01003

    • CF2 Non Executive Director (16 Oct 2013 to 30 Sep 2017)
  • Christopher Anton Eyssell

    IRN CAE01043

    • SMF3 Executive Director (since 11 Feb 2025)
    • [FCA CF] Material risk taker (22 Aug 2023 to 14 Apr 2025)
    • SMF16 Compliance Oversight (8 Dec 2020 to 15 Jun 2023)
    • [FCA CF] Significant management (15 Jul 2020 to 14 Apr 2025)
  • Christopher Cowan

    IRN CJC01307

    • [FCA CF] Material risk taker (1 Aug 2024 to 1 Jun 2025)
    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2025)
    • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
  • Christopher James Tew

    IRN CJT01139

    • CF30 Customer (5 Jun 2008 to 14 Jun 2010)
  • Clive Hale

    IRN CRH00015

    • CF27 Investment Management (6 Dec 2002 to 13 Feb 2004)
  • Daniel Grimm

    IRN DXG00629

    • [FCA CF] Significant management (since 1 Jun 2025)
  • Daniel Matthew Baynton

    IRN DXB00712

    • [FCA CF] Significant management (since 11 Jul 2022)
    • [FCA CF] Material risk taker (since 11 Jul 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.