Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Manager of certification employee (13 Jan 2021 to 17 Dec 2021)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2020)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2020)
    • CF30 Customer (18 May 2011 to 8 Dec 2019)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 10 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.