Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (13 Jan 2021 to 17 Dec 2021)
-
- [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2020)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
-
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2020)
- [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2020)
- CF30 Customer (18 May 2011 to 8 Dec 2019)
-
- CF1 Director (1 Dec 2001 to 31 Jan 2003)
- CF27 Investment Management (1 Dec 2001 to 10 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.