Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Investors Limited
FRN 208543
- SMF3 Executive Director (since 11 Feb 2025)
- [FCA CF] Material risk taker (22 Aug 2023 to 14 Apr 2025)
- SMF16 Compliance Oversight (8 Dec 2020 to 15 Jun 2023)
- [FCA CF] Significant management (15 Jul 2020 to 14 Apr 2025)
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Quilter Investment Platform Limited
FRN 165359
- [FCA CF] Significant management (since 22 Aug 2023)
- [FCA CF] Material risk taker (since 22 Aug 2023)
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Quilter Life & Pensions Limited
FRN 207977
- [FCA CF] Material risk taker (since 22 Aug 2023)
- [FCA CF] Significant management (since 22 Aug 2023)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
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- CF20 Significant Mgt (Settlements) (7 Apr 2006 to 3 Nov 2006)
- CF17 Significant Mgt (Other Business Operations) (7 Apr 2006 to 3 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.