Clive Hale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atlantic House Investments Limited (no longer approved here)
FRN 931264
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2023)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (5 Jul 2018 to 30 Jan 2019)
Chelsea Financial Services Plc (no longer approved here)
FRN 114493
- CF1 Director (AR) (3 Jul 2014 to 31 Jul 2018)
FundCalibre Limited (no longer approved here)
FRN 624603
- (1)Employed By (3 Jul 2014 to 8 Dec 2019)
TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- CF30 Customer (1 Nov 2007 to 21 Nov 2008)
- CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 15 Nov 2002)
- CF27 Investment Management (1 Dec 2001 to 15 Nov 2002)
Quilter Investors Limited (no longer approved here)
FRN 208543
- CF27 Investment Management (6 Dec 2002 to 13 Feb 2004)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.