Chelsea Financial Services Plc

Date authorised
1 April 2013
Companies House
01728085
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James Hall
    Moore Park Road
    London
    SW6 2JS
    UNITED KINGDOM
    Phone
    +4402073847300
    Web
    https://www.chelseafs.co.uk

  • Complaints Contact

    St. James Hall
    Moore Park Road
    London
    SW6 2JS
    UNITED KINGDOM
    Phone
    +442073847300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Personal pension scheme, Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Hale

    IRN CRH00015

    • CF1 Director (AR) (3 Jul 2014 to 31 Jul 2018)
  • Darius Michael McDermott

    IRN DMM00073

    • [FCA CF] Manager of certification employee (since 21 May 2024)
    • [FCA CF] Client dealing (since 21 May 2024)
    • SMF1 Chief Executive (since 21 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Aug 2014)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • James Michael Douglas Yardley

    IRN JMY01030

    • [FCA CF] Client dealing (since 21 May 2024)
  • John Michael Holder

    IRN JMH00003

    • SMF9 Chair of the Governing Body (since 11 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2013)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Joss Murphy

    IRN JXM04095

    • [FCA CF] Client dealing (since 12 Aug 2024)
  • Juliet Anne Schooling Latter

    IRN JAS01513

    • [FCA CF] Client dealing (since 5 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (25 Sep 2020 to 1 Aug 2021)
    • CF1 Director (AR) (1 Jul 2014 to 1 Jul 2021)
  • Perry Duncan Crispin Newent Kitchen

    IRN PDK00001

    • CF1 Director (1 Dec 2001 to 14 Jan 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jan 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jan 2013)
  • Samuel Holder

    IRN SXH02221

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2013 to 8 Dec 2019)
    • CF1 Director (22 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Dec 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Aug 2012 to 8 Dec 2019)
    • CF29 Significant management (1 Aug 2012 to 8 Dec 2019)
  • Stuart Thomas McDermott

    IRN SXM00066

    • Director of firm who is not a certification employee or a SMF manager (since 25 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.