Quilter Investors Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +4408081712626

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• David John Tiller

  IRN DXT22473

  • [FCA CF] Manager of certification employee (12 May 2022 to 28 Dec 2022)
  • [FCA CF] Material risk taker (16 Dec 2021 to 28 Dec 2022)
  • [FCA CF] Significant management (16 Dec 2021 to 28 Dec 2022)
• David Michael Orr

  IRN DMO01029

  • CF16 Significant Mgt (Desgntd Investment Business) (14 Jan 2005 to 3 Nov 2006)
• David Reynolds

  IRN DXR00469

  • [FCA CF] Material risk taker (since 20 Mar 2025)
  • [FCA CF] Significant management (since 22 Sep 2023)
  • [FCA CF] Material risk taker (22 Sep 2023 to 31 Jul 2024)
• Dean Alexander Bowden

  IRN DAB01125

  • SMF3 Executive Director (9 Mar 2020 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 18 Jun 2013)
  • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
• Debbie Barton

  IRN DXB22564

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 11 Jan 2024)
• Deborah Nash

  IRN DXN00014

  • [FCA CF] Material risk taker (1 Jun 2020 to 1 Jan 2022)
• Eva Maria Castillo Sanz

  IRN EMC01056

  • CF2 Non Executive Director (4 Feb 2011 to 4 Feb 2011)
• Fiona Claire Woodhouse

  IRN FCW01017

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jun 2020)
  • CF28 Systems and controls (14 Jun 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
• Francois Xavier Zagame

  IRN FXZ01016

  • CF30 Customer (5 Nov 2007 to 1 Jan 2015)
• George McGrimmon Reid

  IRN GMR01096

  • Director of firm who is not a certification employee or a SMF manager (since 13 Nov 2025)
  • CF2 Non Executive Director (8 Feb 2017 to 8 Dec 2019)

No changes recorded yet.