David John Tiller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2022 to 28 Dec 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Manager of certification employee (12 May 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (16 Dec 2021 to 28 Dec 2022)
    • [FCA CF] Material risk taker (16 Dec 2021 to 28 Dec 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2020)
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