Fiona Claire Woodhouse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

C. HOARE & CO.
FRN 122093
- SMF4 Chief Risk (since 29 Jan 2024)
BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- SMF4 Chief Risk (19 Nov 2020 to 17 Nov 2023)
Quilter Investors Limited (no longer approved here)
FRN 208543
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jan 2020)
- CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jun 2018 to 8 Dec 2019)
- CF28 Systems and controls (14 Jun 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.