Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Peter Towler

    IRN APT01045

    • CF27 Investment Management (1 Dec 2001 to 3 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
  • Alexander George Bolland

    IRN AGB01093

    • CF30 Customer (9 Dec 2008 to 6 Mar 2016)
  • Alexander Richard Quintin Hoare

    IRN ARH01178

    • SMF3 Executive Director (since 7 Mar 2016)
    • CF1 Director (28 Jan 2016 to 6 Mar 2016)
  • Alexander Simon Hoare

    IRN ASH01063

    • SMF3 Executive Director (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2001 to 1 Nov 2009)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Alice Stein

    IRN AXS56971

    • [FCA CF] Manager of certification employee (17 Jun 2019 to 2 Nov 2020)
  • Allan David Fielder

    IRN ADF01094

    • CF29 Significant management (8 Feb 2016 to 6 Mar 2016)
  • Allan Fielder

    IRN AXF01659

    • SMF18 Other Overall Responsibility (24 Jun 2016 to 24 Jun 2021)
  • Amy O'Sullivan

    IRN AJS01647

    • CF30 Customer (9 Nov 2010 to 6 Mar 2016)
  • Andrew Charles Fisher

    IRN ACF01021

    • CF2 Non Executive Director (27 Nov 2014 to 6 Mar 2016)
  • Andrew Gavin Green

    IRN AGG01045

    • SMF18 Other Overall Responsibility (since 13 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (18 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.