Amy O'Sullivan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
    • [FCA CF] Client dealing (since 20 Feb 2017)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2017)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (9 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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