Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IM ASSET MANAGEMENT LIMITED
FRN 402770
- SMF9 Chair of the Governing Body (since 30 Aug 2025)
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Shackleton Advisers Limited
FRN 163291
- SMF9 Chair of the Governing Body (since 12 Mar 2025)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
- CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
- CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
- CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (27 Nov 2014 to 6 Mar 2016)
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- Responsible for Insurance Mediation (20 Apr 2006 to 16 Apr 2014)
- CF8 Apportionment and Oversight (20 Apr 2006 to 31 Mar 2009)
- CF3 Chief Executive (20 Apr 2006 to 16 Apr 2014)
- CF1 Director (20 Apr 2006 to 16 Apr 2014)
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- CF3 Chief Executive (8 Sep 2005 to 16 Apr 2014)
- CF1 Director (8 Sep 2005 to 16 Apr 2014)
- CF8 Apportionment and Oversight (8 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.