Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Jackson

    IRN AXJ00163

    • [FCA CF] Client dealing (28 Aug 2020 to 19 Nov 2024)
  • Abigail de Wolf

    IRN AXD00755

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Adam Calderwood

    IRN AXC00259

    • CF21 Investment Adviser (13 Dec 2002 to 26 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
  • Adam Parker

    IRN AXP01859

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (21 Jul 2022 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (30 Jun 2022 to 1 Apr 2026)
  • Adrian Simon Cross

    IRN ASC00008

    • [FCA CF] Client dealing (15 Jun 2023 to 18 Feb 2026)
  • Akpofure Enamejewa

    IRN AXE00326

    • [FCA CF] Client dealing (5 Nov 2025 to 1 Apr 2026)
  • Alan Douglas Crawford

    IRN ADC00022

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan William Edwards

    IRN AWE00004

    • [FCA CF] Manager of certification employee (12 Jul 2022 to 7 Jun 2023)
    • [FCA CF] Significant management (1 Jan 2021 to 7 Jun 2023)
  • Alec Merrett

    IRN AXM05017

    • SMF5 Head of Internal Audit (24 Sep 2025 to 1 Apr 2026)
    • [FCA CF] Material risk taker (11 Sep 2025 to 24 Sep 2025)
  • Alexander Gersh

    IRN AXG01048

    • SMF2 Chief Finance (27 Jun 2025 to 1 Apr 2026)
    • SMF3 Executive Director (27 Jun 2025 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.