Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Gordan Houston Bowden

    IRN AGB01086

    • [FCA CF] Material risk taker (9 Oct 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (11 Dec 2023 to 1 Apr 2026)
  • Alexander Murphy

    IRN AXM01874

    • [FCA CF] Client dealing (18 May 2023 to 7 Sep 2023)
  • Alexander Watson

    IRN AXW00836

    • [FCA CF] Client dealing (4 Jan 2024 to 1 Apr 2026)
  • Alice Hardisty

    IRN AXH00923

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Allison Shiona Griffith

    IRN ASF01028

    • CF14 Risk Assessment (1 Dec 2001 to 1 Mar 2004)
  • Amanda Hilary Browning

    IRN AXH00167

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Oct 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Amanda Jane Peacock

    IRN AJG01310

    • [FCA CF] Manager of certification employee (18 Sep 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Amanda Louise Dowsett

    IRN AXD00145

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Amanda Mayoh

    IRN AXM01942

    • [FCA CF] Manager of certification employee (21 Nov 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (31 May 2023 to 1 Apr 2026)
  • Amy Gilbert

    IRN ALG01056

    • [FCA CF] Client dealing (12 Oct 2020 to 26 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.