Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SHIPMAN FINANCIAL PLANNING LIMITED
FRN 513289
- SMF3 Executive Director (since 23 Apr 2025)
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Shipman Wealth Management Ltd
FRN 456896
- SMF3 Executive Director (since 27 Jan 2025)
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- [FCA CF] Client dealing (26 Apr 2023 to 10 Jun 2024)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Manager of certification employee (6 Jul 2022 to 31 Dec 2022)
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- [FCA CF] Functions requiring qualifications (9 Jul 2021 to 17 Oct 2022)
- [FCA CF] Client dealing (9 Jul 2021 to 17 Oct 2022)
- [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.