Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Dec 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Oct 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (24 Oct 2016 to 17 Sep 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (21 Jun 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (21 May 2007 to 16 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.