Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Dec 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Oct 2022)
- CF30 Customer (27 Sep 2019 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (24 Oct 2016 to 17 Sep 2019)
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- CF30 Customer (21 Jun 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (21 May 2007 to 16 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.