SHIPMAN FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Eagle House

  1 Babbage Way

  Exeter Science Park

  Exeter

  Devon

  EX5 2FN

  UNITED KINGDOM

  Phone

  +441392278491

  Web

  https://www.shipmanfp.co.uk

• Complaints Contact

  Eagle House

  1 Babbage Way

  Exeter Science Park

  Exeter

  Devon

  EX5 2FN

  UNITED KINGDOM

  Phone

  +441392278491

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Hilary Browning

  IRN AXH00167

  • SMF3 Executive Director (since 23 Apr 2025)
• Amy Hale

  IRN AXH01150

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • [FCA CF] Client dealing (since 2 Sep 2024)
• Andrew Shears

  IRN AXS00617

  • [FCA CF] Client dealing (21 Sep 2020 to 20 Feb 2025)
  • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 20 Feb 2025)
• Anthony Brian Harper

  IRN AXH00065

  • CF30 Customer (21 Dec 2012 to 19 Jul 2013)
• Bradley Goodman

  IRN BXG00252

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 May 2024)
  • [FCA CF] Client dealing (since 15 May 2024)
• Catharine Anita Bennett

  IRN CAB01165

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
  • [FCA CF] Client dealing (since 11 Jan 2023)
• Catherine Evans-Martin

  IRN CXE01275

  • CF1 Director (1 Mar 2016 to 1 Sep 2016)
• Christopher Robin Marsham

  IRN CRM00011

  • CF30 Customer (1 Dec 2010 to 3 Feb 2012)
• David Gardiner

  IRN DXG01944

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)
• David Joseph Evans

  IRN DJE00026

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2022)

• Whichers IFA LIMITED

  FRN 927125 · Appointed 2 Jun 2020

• MWFS Ltd (no longer appointed)

  FRN 931936 · Appointed 13 Aug 2020 · Until 11 Sep 2023

• Hall & Partners Financial Services Limited (no longer appointed)

  FRN 220951 · Appointed 8 Dec 2017 · Until 12 Nov 2020

No changes recorded yet.