Catharine Anita Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
    • [FCA CF] Client dealing (since 11 Jan 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
    • CF30 Customer (22 Sep 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2005 to 21 Mar 2006)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF22 Investment Adviser (Trainee) (15 Oct 2004 to 29 Jul 2005)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF22 Investment Adviser (Trainee) (15 Oct 2004 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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