Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Bourne

    IRN AXB01349

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Andrew Carter

    IRN AXC00411

    • [FCA CF] Manager of certification employee (24 Jun 2021 to 1 Jun 2022)
    • [FCA CF] Significant management (23 Oct 2020 to 1 Jun 2022)
  • Andrew Charles Fisher

    IRN ACF01021

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
    • CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
  • Andrew Cunnington

    IRN AXC02019

    • [FCA CF] Significant management (23 Oct 2020 to 6 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Andrew David Middleton

    IRN AXM00597

    • [FCA CF] Significant management (22 Feb 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (22 Feb 2024 to 13 May 2024)
  • Andrew Francis Sykes

    IRN AFS01032

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • Andrew Frederick John Park

    IRN AFP00010

    • [FCA CF] Manager of certification employee (2 Sep 2021 to 2 Sep 2025)
  • Andrew James Murray Grant

    IRN AJG01292

    • Responsible for Insurance Distribution (29 Dec 2020 to 22 Dec 2021)
    • SMF18 Other Overall Responsibility (29 Dec 2020 to 22 Dec 2021)
  • Andrew James Neale Yonge

    IRN AJY00002

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 12 Jan 2005)
  • Andrew John Collison

    IRN AJC01434

    • [FCA CF] Client dealing (13 Mar 2026 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.