Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jonathan Pryor

    IRN JXP01372

    • CF15 Internal Audit (1 Dec 2001 to 1 Jan 2005)
  • Andrew Little

    IRN AXL18688

    • [FCA CF] Client dealing (9 Dec 2019 to 8 May 2024)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • Andrew Martin Baddeley

    IRN AMB01241

    • SMF3 Executive Director (30 Sep 2020 to 9 Apr 2025)
    • SMF2 Chief Finance (30 Sep 2020 to 9 Apr 2025)
  • Andrew Peacock

    IRN AWP01061

    • CF30 Customer (18 May 2012 to 17 Jul 2017)
  • Andrew Richard Strawbridge

    IRN ARS00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Andrew Summers

    IRN AXS04921

    • [FCA CF] Client dealing (12 Jul 2023 to 1 Apr 2026)
  • Andrew Terence Ronald Wilkes

    IRN ATW01038

    • [FCA CF] Significant management (27 Jul 2022 to 28 Aug 2024)
    • [FCA CF] Manager of certification employee (1 May 2020 to 28 Aug 2024)
  • Andrew Twist

    IRN AXT00548

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Andrew Vaughn Rackham

    IRN AVR01010

    • CF30 Customer (1 Nov 2007 to 21 May 2019)
    • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 31 Oct 2007)
  • Anil Kumar Khiani

    IRN AKK00002

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 Apr 2026)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.