Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ann-Marie Atkins

    IRN AXB02194

    • [FCA CF] Manager of certification employee (22 Mar 2024 to 1 Apr 2026)
  • Anne Elizabeth McClean

    IRN AEH01057

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
  • Anne Elizabeth Thomas

    IRN AET01022

    • CF1 Director (8 May 2003 to 31 Oct 2005)
  • Anne Privat

    IRN AXP01004

    • [FCA CF] Client dealing (6 Aug 2024 to 29 Nov 2024)
  • Annie Chan

    IRN ACG01126

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (8 Jun 2016 to 8 Dec 2019)
  • Anthony Clark

    IRN AXC01080

    • [FCA CF] Client dealing (18 May 2023 to 7 Jan 2026)
  • Anthony Lee Hynes

    IRN ALH01072

    • SMF5 Head of Internal Audit (8 Oct 2020 to 30 Apr 2023)
  • Anthony Richard Coverley Champion

    IRN ARC01092

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • Anthony Richard Thorpe

    IRN ART00007

    • CF21 Investment Adviser (14 Feb 2005 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 14 Feb 2005)
  • Ayman Abouzaid

    IRN AXA00874

    • [FCA CF] Client dealing (27 Jun 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.