Anne Elizabeth McClean

• IPS Capital LLP

  FRN 471375

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • 14. Managing investments
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • [FCA CF] Client dealing (since 31 Jan 2023)
• HW Financial Services Limited (no longer approved here)

  FRN 134190

  • [FCA CF] Manager of certification employee (8 Jul 2022 to 6 Jan 2023)
• Evelyn Partners Financial Planning Limited (no longer approved here)

  FRN 136414

  • [FCA CF] Client dealing (2 Jul 2021 to 6 Jan 2023)
  • [FCA CF] Manager of certification employee (2 Jul 2021 to 6 Jan 2023)
  • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 6 Jan 2023)
• HOWDEN FS LIMITED (no longer approved here)

  FRN 180563

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• M&H FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 710745

  • CF1 Director (13 Jul 2016 to 28 Apr 2017)
  • CF30 Customer (15 Feb 2016 to 28 Apr 2017)

No changes recorded yet.