M&H FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Mercer & Hole

  3 Lombard Street

  London

  City Of London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402072362601

  Web

  https://www.mercerhole.co.uk/services/financial-planning/

• Complaints Contact

  Mercer & Hole

  3 Lombard Street

  London

  City Of London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402072362601

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Wood

  IRN AXW02387

  • CF30 Customer (19 Mar 2018 to 2 Mar 2019)
• Anne Elizabeth McClean

  IRN AEH01057

  • CF1 Director (13 Jul 2016 to 28 Apr 2017)
  • CF30 Customer (15 Feb 2016 to 28 Apr 2017)
• Edward Fowle

  IRN EXF00107

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 21 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2022)
  • [FCA CF] Client dealing (21 Jan 2022 to 22 Jan 2022)
• Garry Picker

  IRN GXP00338

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 2 Feb 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 2 Feb 2024)
• Gillian Lesley Tallon

  IRN GLT01011

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • CF11 Money Laundering Reporting (13 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Feb 2016 to 8 Dec 2019)
  • CF1 Director (15 Feb 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Feb 2016 to 30 Sep 2018)
• Helen Claire Barbara Price

  IRN HCM01038

  • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (13 Nov 2017 to 8 Dec 2019)
• Iain Paul Muffitt

  IRN IXM00097

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (13 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Michael Antony Lapham

  IRN MAL00059

  • SMF3 Executive Director (17 Jul 2021 to 22 Feb 2024)
  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 22 Feb 2024)
  • [FCA CF] Significant management (19 Dec 2019 to 20 Dec 2019)
  • [FCA CF] Client dealing (19 Dec 2019 to 22 Feb 2024)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Michael James McManus

  IRN MXM00352

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 24 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
• Paul Oliver Webster

  IRN POW01004

  • CF1 Director (7 Jul 2016 to 14 Nov 2017)
  • CF11 Money Laundering Reporting (15 Feb 2016 to 14 Nov 2017)

No changes recorded yet.