Iain Paul Muffitt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&H FINANCIAL PLANNING LIMITED

    FRN 710745

    • 11. Pension transfer specialist
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2025)
    • CF1 Director (13 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Outspire Financial Limited (no longer approved here)

    FRN 590273

    • Employed By (30 Oct 2012 to 27 Sep 2013)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF1 Director (AR) (14 Feb 2012 to 27 Sep 2013)
    • CF30 Customer (3 Dec 2009 to 27 Sep 2013)
  • LImelight Access Wealth Solutions Limited (no longer approved here)

    FRN 524222

    • Employed By (19 May 2010 to 22 Sep 2010)
  • Frenkel Topping Wealth Solutions Limited (no longer approved here)

    FRN 513782

    • Employed By (3 Dec 2009 to 27 Sep 2013)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF24 Pension Transfer Specialist (5 Dec 2005 to 2 Jul 2007)
    • CF21 Investment Adviser (5 Dec 2005 to 2 Jul 2007)
  • Kingsbridge Asset Management Ltd (no longer approved here)

    FRN 228666

    • (12)Employed By (8 Oct 2003 to 2 Dec 2005)

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