Carpenter Rees Limited

• Principal Place of Business

  11 Ashbrook Office Park

  Longstone Road

  Manchester

  M22 5LB

  UNITED KINGDOM

  Phone

  +4403330100777

  Web

  https://www.carpenter-rees.co.uk

• Complaints Contact

  11 Ashbrook Office Park

  Longstone Road

  Manchester

  M22 5LB

  UNITED KINGDOM

  Phone

  +4403330100777

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Chamberlain

  IRN AJC01403

  • CF21 Investment Adviser (19 Jun 2006 to 2 Jul 2007)
  • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 19 Jun 2006)
• Andrew Martin Power

  IRN AMP00011

  • CF21 Investment Adviser (1 Mar 2006 to 31 Mar 2006)
• Arnold Frederic Gudger

  IRN AFG00012

  • CF1 Director (4 Apr 2008 to 30 Nov 2010)
  • CF30 Customer (4 Apr 2008 to 30 Nov 2010)
• Barry Gilbert Parsons

  IRN BGP01012

  • CF1 Director (10 Jun 2004 to 12 Nov 2004)
• Barry Russell Marsland

  IRN BRM00002

  • CF30 Customer (3 Apr 2008 to 14 Jul 2009)
• Carl Martin

  IRN CXM01682

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2022)
  • CF30 Customer (1 Feb 2008 to 8 Dec 2019)
• Carmen Dunnigan

  IRN CXL01339

  • CF1 Director (27 Feb 2007 to 27 Jan 2012)
• Charlotte Louise Graham

  IRN CLG01032

  • CF21 Investment Adviser (1 Mar 2006 to 31 Mar 2006)
• Christopher Michael Giles

  IRN CMG00027

  • CF1 Director (30 Nov 2011 to 27 Jan 2012)
• Colin Mark Hutchinson

  IRN CMH00059

  • CF3 Chief Executive (AR) (18 Nov 2005 to 31 Aug 2006)
  • CF21 Investment Adviser (18 Nov 2005 to 31 Aug 2006)
  • CF1 Director (AR) (18 Nov 2005 to 31 Aug 2006)

• Bridford Money Management Ltd (no longer appointed)

  FRN 424184 · Appointed 14 Sep 2006 · Until 31 Mar 2008

• Bridford Optimum Returns Limited (no longer appointed)

  FRN 424186 · Appointed 14 Sep 2006 · Until 9 Sep 2007

• Kingsbridge Asset Management Ltd (no longer appointed)

  FRN 228666 · Appointed 5 Dec 2005 · Until 2 Jul 2007

No changes recorded yet.