Carpenter Rees Limited

Date authorised
1 April 2013
Companies House
03260330
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Ashbrook Office Park
    Longstone Road
    Manchester
    M22 5LB
    UNITED KINGDOM
    Phone
    +4403330100777
    Web
    https://www.carpenter-rees.co.uk

  • Complaints Contact

    11 Ashbrook Office Park
    Longstone Road
    Manchester
    M22 5LB
    UNITED KINGDOM
    Phone
    +4403330100777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Collett

    IRN DJC01282

    • CF1 Director (10 Jun 2004 to 1 Sep 2004)
  • David McKee

    IRN DXM00010

    • CF1 Director (AR) (17 Nov 2005 to 2 Jul 2007)
    • CF21 Investment Adviser (17 Nov 2005 to 2 Jul 2007)
  • David Neil Harrison

    IRN DNH01021

    • CF21 Investment Adviser (5 Dec 2005 to 31 Aug 2006)
  • Denise Angela Holian

    IRN DAH00074

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Duncan Stuart Tyman

    IRN DST00003

    • CF30 Customer (7 Apr 2010 to 17 May 2013)
  • Eric Bernard Tunstall

    IRN EBT00003

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Giles Albert Barkwill

    IRN GAB01115

    • CF21 Investment Adviser (23 Aug 2006 to 19 Sep 2006)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 23 Aug 2006)
  • Graham Frank Baskeyfield

    IRN GFB00016

    • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
    • CF1 Director (11 Jul 2007 to 22 Dec 2009)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
  • Graham Richard Tracey

    IRN GRT01048

    • CF30 Customer (1 Nov 2007 to 9 Feb 2015)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 18 Oct 2007)
  • Iain Paul Muffitt

    IRN IXM00097

    • CF21 Investment Adviser (5 Dec 2005 to 2 Jul 2007)
    • CF24 Pension Transfer Specialist (5 Dec 2005 to 2 Jul 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.