Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2020)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (3 Apr 2018 to 6 Dec 2019)
  • Forte Wealth Management Limited (no longer approved here)

    FRN 796645

    • (2)Employed By (3 Apr 2018 to 6 Dec 2019)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (22 Sep 2014 to 27 Mar 2018)
  • WB Financial Management Ltd (no longer approved here)

    FRN 218754

    • (4)Employed By (18 Sep 2014 to 27 Mar 2018)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF30 Customer (7 Apr 2010 to 17 May 2013)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (6 Jun 2008 to 15 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Forte Wealth Management Limited

  2. controlled function added: (2)Employed By at Forte Wealth Management Limited