Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Aug 2020)
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- CF30 Customer (3 Apr 2018 to 6 Dec 2019)
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- (2)Employed By (3 Apr 2018 to 6 Dec 2019)
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- CF30 Customer (22 Sep 2014 to 27 Mar 2018)
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- (4)Employed By (18 Sep 2014 to 27 Mar 2018)
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- CF30 Customer (7 Apr 2010 to 17 May 2013)
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- CF30 Customer (6 Jun 2008 to 15 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (2)Employed By at Forte Wealth Management Limited