Carpenter Rees Limited

Date authorised
1 April 2013
Companies House
03260330
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Ashbrook Office Park
    Longstone Road
    Manchester
    M22 5LB
    UNITED KINGDOM
    Phone
    +4403330100777
    Web
    https://www.carpenter-rees.co.uk

  • Complaints Contact

    11 Ashbrook Office Park
    Longstone Road
    Manchester
    M22 5LB
    UNITED KINGDOM
    Phone
    +4403330100777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Battersby

    IRN IXB00063

    • CF21 Investment Adviser (5 Dec 2005 to 2 Jul 2007)
    • CF1 Director (AR) (5 Dec 2005 to 2 Jul 2007)
  • James Robert Marlow

    IRN JRM01261

    • CF30 Customer (18 Feb 2008 to 31 Mar 2008)
  • Jill Oliviero

    IRN JXO00041

    • CF21 Investment Adviser (1 Feb 2002 to 9 Jun 2003)
  • John Arthur Goodsall

    IRN JAG00039

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Jonathan Neil Alexander

    IRN JNA00005

    • CF21 Investment Adviser (5 Dec 2005 to 28 Feb 2007)
  • Kathleen Mary Gleaves

    IRN KMG00009

    • CF30 Customer (3 Apr 2008 to 10 Jul 2009)
  • Kevin Patrick McMenamin

    IRN KPM00002

    • CF1 Director (AR) (5 Dec 2005 to 2 Jul 2007)
    • CF21 Investment Adviser (5 Dec 2005 to 2 Jul 2007)
  • Lee Philip Southwood

    IRN LPS01023

    • CF30 Customer (1 Nov 2007 to 11 Nov 2011)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Dec 2004 to 3 May 2006)
  • Mark David Tueart

    IRN MDT01082

    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 2 Jul 2007)
  • Mark Russell Chambers

    IRN MRC01187

    • CF1 Director (6 Dec 2011 to 6 Jan 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.