James Robert Marlow

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2025)
    • CF30 Customer (since 14 Oct 2025)
    • CF1 Director (AR) (since 14 Oct 2025)
    • [FCA CF] Client dealing (1 Oct 2024 to 10 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 10 Nov 2025)
  • Priority Wealth Planning Ltd

    FRN 1041751

    • (2)Employed By (since 14 Oct 2025)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Manager of certification employee (1 Dec 2021 to 30 Sep 2024)
    • [FCA CF] Client dealing (22 Jun 2021 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (22 Jun 2021 to 30 Sep 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (9 Oct 2020 to 22 Apr 2021)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF30 Customer (18 Feb 2008 to 31 Mar 2008)
  • Bridford Money Management Ltd (no longer approved here)

    FRN 424184

    • Employed By (18 Feb 2008 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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