Colin Mark Hutchinson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hutchinson Financial Management Limited

    FRN 962316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2022)
    • [FCA CF] Client dealing (since 14 Jan 2022)
    • Responsible for Insurance Distribution (14 Jan 2022 to 7 Oct 2025)
    • SMF16 Compliance Oversight (14 Jan 2022 to 7 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2022 to 7 Oct 2025)
    • SMF3 Executive Director (14 Jan 2022 to 7 Oct 2025)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF3 Chief Executive (AR) (18 Nov 2005 to 31 Aug 2006)
    • CF1 Director (AR) (18 Nov 2005 to 31 Aug 2006)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Aug 2006)
  • Kingsbridge Asset Management Ltd (no longer approved here)

    FRN 228666

    • (13)Employed By (8 Oct 2003 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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