Alexander James Chamberlain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2024)
    • [FCA CF] Client dealing (since 13 Dec 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2024)
    • CF1 Director (AR) (14 Mar 2018 to 31 Jan 2024)
    • CF30 Customer (28 Apr 2011 to 31 Jan 2024)
  • Castlegate Capital Limited (no longer approved here)

    FRN 796549

    • Employed By (14 Mar 2018 to 31 Jan 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (22 Mar 2013 to 17 May 2018)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (28 Apr 2011 to 31 Jan 2024)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF21 Investment Adviser (19 Jun 2006 to 2 Jul 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 19 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.