Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fidelius Ltd
FRN 188615
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 27 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 27 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (since 28 Feb 2024)
- [FCA CF] Client dealing (since 28 Feb 2024)
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Azets Financial Planning Limited
FRN 526955
- Employed By (since 27 Mar 2024)
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- Employed By (27 Mar 2024 to 17 Oct 2024)
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- SMF3 Executive Director (17 Jul 2021 to 22 Feb 2024)
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 22 Feb 2024)
- [FCA CF] Significant management (19 Dec 2019 to 20 Dec 2019)
- [FCA CF] Client dealing (19 Dec 2019 to 22 Feb 2024)
- CF30 Customer (15 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2013 to 31 Mar 2014)
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- CF30 Customer (11 Jun 2012 to 9 Sep 2013)
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- CF30 Customer (5 Mar 2009 to 20 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.