Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 27 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
    • Employed By (since 27 Mar 2024)
  • Zen Wealth LLP (no longer approved here)

    FRN 586389

    • Employed By (27 Mar 2024 to 17 Oct 2024)
  • M&H FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 710745

    • SMF3 Executive Director (17 Jul 2021 to 22 Feb 2024)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 22 Feb 2024)
    • [FCA CF] Significant management (19 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Client dealing (19 Dec 2019 to 22 Feb 2024)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 31 Mar 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (11 Jun 2012 to 9 Sep 2013)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (5 Mar 2009 to 20 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.