Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Michael Ruane
IRN AMR01118
- CF30 Customer (30 Oct 2012 to 9 Sep 2013)
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Adrian John Cooper
IRN AJC00105
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Alan Dardis
IRN AXD01200
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Alan John Butterworth
IRN AJB01657
- CF30 Customer (16 Jan 2012 to 9 Sep 2013)
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Alan Michael Lewry
IRN AML00025
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Alan Ronald Cook
IRN ARC01064
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 28 Jun 2002)
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Alan Wright
IRN AXW01694
- CF1 Director (23 Mar 2007 to 5 Dec 2007)
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Alastair Robert Walters
IRN AXW42402
- [FCA CF] Significant management (since 3 Feb 2025)
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Alexandra Helen Zoe Shapiro
IRN AHS01099
- CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
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Amanda-Jane Purcell
IRN AXP01676
- CF22 Investment Adviser (Trainee) (17 Mar 2006 to 4 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.